DFX Intelligence

D•••• N••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant34 years in industry

D•••• N••••• N••••••

Advisor at C•••••• O••••••• F•••••••• G••••

OAK BROOK, IL

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Search this name across graphsid dfx:ria:d735c1e1-145d-f5a7-cb31-9ff9f0ac545a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 9, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• O••••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 18, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• O••••••• F•••••••• G••••	Independent wealth	Dec 10, 2024	n/a	yes	OAK BROOK, IL	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Aug 1, 2007	Dec 31, 2024	no	PLAINFIELD, IL\|WALTHAM, MA\|O•••••••, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	C•••••• O••••••• F•••••••• G••••	Dec 31, 2024	Dec 10, 2024	-21	Firm change	Ibd to new firm
H•••••• T••••••• • K•••• L••	C••••••••• F•••••••• N••••••	Aug 1, 2007	Aug 1, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:333344:IL:2024-12-31	Dec 31, 2024	Dec 10, 2024	O•••••••, IL	Firm change

Relationships

Registered with (3)

→ C•••••• O••••••• F•••••••• G••••Registered adviserregistration: current employment
Dec 10, 2024 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Aug 1, 2007 to Dec 31, 2024factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Apr 9, 1999 to Aug 1, 2007factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
D•••• N••••• N•••••• left C••••••••• F•••••••• N•••••• for C•••••• O••••••• F•••••••• G•••• (registered 2024-12-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d735c1e1-145d-f5a7-cb31-9ff9f0ac545a
First observed: Apr 9, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.