DFX Intelligence

L•••• S••••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

L•••• S••••••• T•••••••

Advisor at S•• F•••••••• A•••••••

FORT WAYNE, IN

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Search this name across graphsid dfx:ria:d73a82d0-1248-6ff8-3d55-e4d6d49a9164

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• F•••••••• A•••••••	Independent wealth	Dec 2, 2022	n/a	yes	FORT WAYNE, IN	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 19, 2018	Aug 10, 2018	no	FT. WAYNE, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S•• F•••••••• A•••••••	Aug 10, 2018	Dec 2, 2022	1,575	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ S•• F•••••••• A•••••••Registered adviserregistration: current employment
Dec 2, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 19, 2018 to Aug 10, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d73a82d0-1248-6ff8-3d55-e4d6d49a9164
First observed: Jan 19, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.