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Advisor at RFG ADVISORY, LLC
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RFG ADVISORY, LLC | Independent wealth | May 28, 2015 | n/a | yes | BIRMINGHAM, AL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2009 | May 28, 2015 | no | BIRMINGHAM, AL|PRATTVILLE, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|BIRMINGHAM, AL | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Sep 29, 2003 | Oct 5, 2009 | no | BIRMINGHAM, AL|PRATTVILLE, AL|BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RFG ADVISORY, LLC | May 28, 2015 | May 28, 2015 | 0 | Firm change | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |