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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FIRSTRUST

FIRSTRUST LLC, CRD 111800

DAYTONA BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d74187f5-23f4-4746-2c1f-e670e056b75d

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2011 to Sep 3, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $250MItem 5.F on the latest filing (2026-09-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $229M
Private client RAUM: $237MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $50.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 128
Individual clients: 10
High net worth clients: 117
SEC number: 801-56812
CRD: 111800
Filings on the tape: 37
First filed: Nov 30, 2011
Latest filed: Sep 3, 2026
Organised: Limited Liability Company, FL
Website: financialteam.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL T KOENIG	Certified Financial Planner	Daytona Beach, FL	10	28	n/a	no
BRIAN ALAN SIROTA	Certified Financial Planner\|Chartered Financial Consultant	DAYTONA BEACH, FL	6	13	6	no
CHRISTOPHER WOOD CANNON	Chartered Financial Analyst	DAYTONA BEACH, FL	1	33	n/a	no
ELAYNE HAYES PISARIK	Certified Financial Planner\|Chartered Financial Consultant	DAYTONA BEACH, FL	1	28	n/a	no
WILLIAM JAMES KEARNEY	n/a	DAYTONA BEACH, FL	0	32	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CANNON, CHRISTOPHER, WOOD	CHIEF COMPLIANCE OFFICER / CHIEF INVESTMENT OFFICER	C	yes	09/2001	Nov 30, 2011	Mar 13, 2024
KEARNEY, WILLIAM, JAMES	President	Na	yes	10/2002	Nov 30, 2011	Mar 13, 2024
KOENIG FAMILY DYNASTY TRUST	IRREV TRUST	D	yes	03/2003	Mar 31, 2021	Mar 13, 2024
KOENIG, MICHAEL, T	FOUNDING PARTNER / CHAIRMAN	Na	yes	04/1999	Nov 30, 2011	Mar 13, 2024
MELODY LEE KOENIG, TRUSTEE	IRREVOCABLE FAMILY TRUST	D	yes	03/2002	Jun 25, 2021	Mar 13, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$250M	$229M	6	5	0	n/a	n/a
2024	Mar 7, 2025	$203M	$188M	7	5	0	n/a	n/a
2023	Mar 13, 2024	$200M	$187M	7	5	0	n/a	n/a
2022	Mar 30, 2023	$180M	$168M	8	5	0	n/a	n/a
2021	Mar 30, 2022	$188M	$177M	9	5	0	n/a	n/a
2020	Mar 31, 2021	$177M	$166M	9	5	0	n/a	n/a
2019	Apr 9, 2020	$170M	$162M	9	5	0	n/a	n/a
2018	Mar 28, 2019	$140M	$134M	10	5	0	n/a	n/a
2017	Mar 30, 2018	$132M	$132M	10	5	0	n/a	n/a
2016	Mar 31, 2017	$227M	$158M	13	6	n/a	n/a	n/a
2015	Mar 30, 2016	$163M	$113M	13	6	n/a	n/a	n/a
2014	Mar 31, 2015	$173M	$122M	14	7	n/a	n/a	n/a
2013	Mar 28, 2014	$127M	$125M	17	9	n/a	n/a	n/a
2012	Apr 2, 2013	$144M	$142M	10	6	n/a	n/a	n/a
2011	Mar 29, 2012	$147M	$145M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$250M	$203M	23.3%	$180M	11.6%	6	7	2	0

Relationships

Registered with (8)

← WILLIAM JAMES KEARNEYAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← CHRISTOPHER WOOD CANNONAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← ELAYNE HAYES PISARIKAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← BRIAN ALAN SIROTAAdvisorregistration: current employment
Jul 22, 2020 to presentfactForm ADV
← MICHAEL T KOENIGAdvisorregistration: current employment
Nov 5, 2015 to presentfactForm ADV
← MICHAEL S SAVAAdvisorregistration: previous registration
Feb 10, 2014 to Jul 31, 2020factForm ADV
← Maria Soledad Mancheno NorinAdvisorregistration: previous registration
Mar 22, 2017 to Apr 18, 2018factForm ADV
← JONATHAN MICHAEL FORTINAdvisorregistration: previous registration
Mar 27, 2014 to Dec 21, 2015factForm ADV

Controls (5)

← CANNON, CHRISTOPHER, WOODOwnerCHIEF COMPLIANCE OFFICER / CHIEF INVESTMENT OFFICER, ownership code C, individual
Nov 30, 2011 to Mar 13, 2024factForm ADV
← KEARNEY, WILLIAM, JAMESOwnerPRESIDENT, ownership code NA, individual
Nov 30, 2011 to Mar 13, 2024factForm ADV
← KOENIG, MICHAEL, TOwnerFOUNDING PARTNER / CHAIRMAN, ownership code NA, individual
Nov 30, 2011 to Mar 13, 2024factForm ADV
← KOENIG FAMILY DYNASTY TRUSTOwnerIRREV TRUST, ownership code D, domestic entity
Mar 31, 2021 to Mar 13, 2024factForm ADV
← MELODY LEE KOENIG, TRUSTEEOwnerIRREVOCABLE FAMILY TRUST, ownership code D, domestic entity
Jun 25, 2021 to Mar 13, 2024factForm ADV

Dated events

Occurred
Mar 30, 2023
Control person left
Michelle Cannon (Chief Operations Officer) no longer on Schedule A of Firstrust (listed 2022-09-14, absent 2023-03-30)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d74187f5-23f4-4746-2c1f-e670e056b75d
First observed: Nov 30, 2011
Last observed: Sep 3, 2026 16 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRSTRUST

FIRSTRUST LLC, CRD 111800

DAYTONA BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d74187f5-23f4-4746-2c1f-e670e056b75d

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL T KOENIG

Certified Financial Planner

Daytona Beach, FL

n/a

BRIAN ALAN SIROTA

Certified Financial Planner|Chartered Financial Consultant

DAYTONA BEACH, FL

CHRISTOPHER WOOD CANNON

Chartered Financial Analyst

DAYTONA BEACH, FL

n/a

ELAYNE HAYES PISARIK

Certified Financial Planner|Chartered Financial Consultant

DAYTONA BEACH, FL

n/a

WILLIAM JAMES KEARNEY

n/a

DAYTONA BEACH, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CANNON, CHRISTOPHER, WOOD

CHIEF COMPLIANCE OFFICER / CHIEF INVESTMENT OFFICER

yes

09/2001

Nov 30, 2011

Mar 13, 2024

KEARNEY, WILLIAM, JAMES

President

yes

10/2002

Nov 30, 2011

Mar 13, 2024

KOENIG FAMILY DYNASTY TRUST

IRREV TRUST

yes

03/2003

Mar 31, 2021

Mar 13, 2024

KOENIG, MICHAEL, T

FOUNDING PARTNER / CHAIRMAN

yes

04/1999

Nov 30, 2011

Mar 13, 2024

MELODY LEE KOENIG, TRUSTEE

IRREVOCABLE FAMILY TRUST

yes

03/2002

Jun 25, 2021

Mar 13, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$250M

$229M

n/a

2024

Mar 7, 2025

$203M

$188M

n/a

2023

Mar 13, 2024

$200M

$187M

n/a

2022

Mar 30, 2023

$180M

$168M

n/a

2021

Mar 30, 2022

$188M

$177M

n/a

2020

Mar 31, 2021

$177M

$166M

n/a

2019

Apr 9, 2020

$170M

$162M

n/a

2018

Mar 28, 2019

$140M

$134M

n/a

2017

Mar 30, 2018

$132M

n/a

2016

Mar 31, 2017

$227M

$158M

n/a

2015

Mar 30, 2016

$163M

$113M

n/a

2014

Mar 31, 2015

$173M

$122M

n/a

2013

Mar 28, 2014

$127M

$125M

n/a

2012

Apr 2, 2013

$144M

$142M

n/a

2011

Mar 29, 2012

$147M

$145M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$250M

$203M

23.3%

$180M

11.6%