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M•••••• S• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

M•••••• S• S•••

Advisor at S•••••• S••••••••• I•••

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:139ed7ae-b7d5-a8f8-47da-f715fd8d92f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Oct 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• S••••••••• I•••	Bd affiliated wealth	Apr 20, 2023	n/a	yes	ALPHARETTA, GA	Current employment
W•••• W••••• M••••••••• I••	Independent wealth	Sep 20, 2022	Jan 3, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• W••••• M••••••••• I••	S•••••• S••••••••• I•••	Jan 3, 2023	Apr 20, 2023	107	Firm change	RIA to RIA
M•••••••• F•••••••• P••••••• I•••	W•••• W••••• M••••••••• I••	Apr 1, 2022

Relationships

Registered with (7)

→ S•••••• S••••••••• I•••Registered adviserregistration: current employment
Apr 20, 2023 to presentfactForm ADV
→ W•••• W••••• M••••••••• I••Registered adviserregistration: previous registration
Sep 20, 2022 to Jan 3, 2023factForm ADV
→ M•••••••• F•••••••• P••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2020 to Apr 1, 2022factForm ADV
→ F••••••••

Dated events

Occurred
Jan 3, 2023
Advisor changed firm
M•••••• S• S••• left W•••• W••••• M••••••••• I•• for S•••••• S••••••••• I••• (registered 2023-04-20)
Form ADVobserved 7 days ago
Occurred
Apr 1, 2022
Advisor changed firm
M•••••• S• S••• left M•••••••• F•••••••• P••••••• I••• for W•••• W••••• M••••••••• I•• (registered 2022-09-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:139ed7ae-b7d5-a8f8-47da-f715fd8d92f0
First observed: Oct 24, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.