DFX Intelligence

M••••• V••••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M••••• V••••• T••••

Advisor at M••••• S••••••

Denver, CO

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Search this name across graphsid dfx:ria:d748b426-d391-7811-6987-1cffac1829af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 15, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Mar 25, 2026	n/a	yes	Denver, CO	Current employment
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Feb 13, 2026	Mar 16, 2026	no	Golden, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• A•••••••• L••	M••••• S••••••	Mar 16, 2026	Mar 25, 2026	9	Firm change	Ibd to wirehouse
U••• B•••••• I••••••••• I•••	U••• B•••••• A•••••••• L••	Feb 13, 2026	Feb 13, 2026

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ U••• B•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 13, 2026 to Mar 16, 2026factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Nov 14, 2024 to Feb 13, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Mar 16, 2026
Advisor changed firm
M••••• V••••• T•••• left U••• B•••••• A•••••••• L•• for M••••• S•••••• (registered 2026-03-25)
Form ADVobserved 7 days ago
Occurred
Nov 13, 2024
Advisor changed firm
M••••• V••••• T•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for U••• B•••••• I••••••••• I••• (registered 2024-11-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d748b426-d391-7811-6987-1cffac1829af
First observed: Dec 15, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.