This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLSPRING FUNDS MANAGEMENT, LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Apr 29, 2016

First registration

Jun 10, 2016

Dual registered

yes, broker-dealer

Other names

THOMAS KELLEHER

IAPD individual key

6312149

• Occurred

  Aug 21, 2025
  Advisor changed firm

  Thomas William Kelleher left Ubs Financial Services Inc. for Allspring Funds Management, Llc (registered 2025-08-28)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d753fdbb-cf34-a969-c90f-e63803a75b93

First observed

Jun 10, 2016

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.