DFX Intelligence

J••••• W• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

J••••• W• J••••••

Advisor at L•• F•••••••• L••

AUSTIN, TX

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Search this name across graphsid dfx:ria:d759f110-563f-299d-9bb9-f3e432f7e63e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Nov 14, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 27, 2026	n/a	yes	AUSTIN, TX	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Oct 18, 2024	Jul 29, 2026	no	Round Rock, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	L•• F•••••••• L••	Jul 29, 2026	Jul 27, 2026	-2	Firm change	Ibd to ibd
P••• A••••• S••••••••• L••	M•• I•••••••• S•••••••• L••	Oct 3, 2024	Oct 18, 2024

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 27, 2026 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 18, 2024 to Jul 29, 2026factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 17, 2023 to Oct 3, 2024factForm ADV
→ E•••••• W••••• M•••••••••

Dated events

Occurred
Jul 29, 2026
Advisor changed firm
J••••• W• J•••••• left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-07-27)
Form ADVobserved 7 days ago
Occurred
Oct 3, 2024
Advisor changed firm
J••••• W• J•••••• left P••• A••••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2024-10-18)
Form ADVobserved 7 days ago
Occurred
Jan 27, 2023
Advisor changed firm
J••••• W• J•••••• left E•••••• W••••• M••••••••• for P••• A••••• S••••••••• L•• (registered 2023-04-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d759f110-563f-299d-9bb9-f3e432f7e63e
First observed: Nov 14, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.