DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph W Jeffers

LPL Financial LLCBD affiliatedAustin, Txdual registrantIAPD 6676894

Certified Financial Planner

Feed of 09/14/2026

Also filed as Joseph William Jeffers

At current firm

0 y

since Jul 27, 2026

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 27, 2026 · Austin, Tx
MML Investors Services, LLC BD affiliated
Oct 18, 2024 to Jul 29, 2026 · Round Rock, Tx
Park Avenue Securities LLC BD affiliated
Apr 17, 2023 to Oct 3, 2024 · Austin, Tx
Empower Wealth Management independent RIA
Oct 4, 2022 to Jan 27, 2023 · Cedar Park, Tx
Edward Jones national BD
Nov 14, 2016 to Oct 3, 2022 · Georgetown, Tx

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to LPL Financial LLC
left Jul 29, 2026, registered Jul 27, 2026 (-2 days) · Affiliated broker-dealer or bank to another
Park Avenue Securities LLC to MML Investors Services, LLC
left Oct 3, 2024, registered Oct 18, 2024 (15 days) · Affiliated broker-dealer or bank to another
Empower Wealth Management to Park Avenue Securities LLC
left Jan 27, 2023, registered Apr 17, 2023 (80 days) · RIA to affiliated broker-dealer or bank
Edward Jones to Empower Wealth Management
left Oct 3, 2022, registered Oct 4, 2022 (1 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Joseph W Jeffers left Mml Investors Services, Llc for Lpl Financial Llc (registered 2026-07-27)
Jul 29, 2026 · Advisor changed firm · fact
Joseph W Jeffers left Park Avenue Securities Llc for Mml Investors Services, Llc (registered 2024-10-18)
Oct 3, 2024 · Advisor changed firm · fact
Joseph W Jeffers left Empower Wealth Management for Park Avenue Securities Llc (registered 2023-04-17)
Jan 27, 2023 · Advisor changed firm · fact
Joseph W Jeffers left Edward Jones for Empower Wealth Management (registered 2022-10-04)
Oct 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address