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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Isabelle N Hu

Advisor at PNC WEALTH MANAGEMENT

WESTFIELD, NJ | WARREN, NJ

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Search this name across graphsid dfx:ria:d76ab2be-319b-3c1e-c391-c4a1943776dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 2, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 2, 2007
First registration: Oct 17, 2018
Dual registered: yes, broker-dealer
Other names: Isabelle N Hu|ISABELLE HU|ISABELLE HU|Isabelle N Hu|ISABELLE N HU
IAPD individual key: 4587756

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 17, 2025	n/a	yes	WARREN, NJ\|WESTFIELD, NJ	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 12, 2024	Dec 2, 2025	no	UNION, NJ\|ROSELLE, NJ\|SUMMIT, NJ\|ISELIN, NJ\|UNION, NJ	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	May 10, 2022	May 22, 2023	no	PARAMUS, NJ\|Paramus, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 17, 2018	May 3, 2022	no	PARAMUS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PNC WEALTH MANAGEMENT	Dec 2, 2025	Dec 17, 2025	15	Firm change	Wirehouse to ibd
CETERA INVESTMENT ADVISERS LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 22, 2023	Nov 12, 2024	540	Firm change after gap	Ibd to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CETERA INVESTMENT ADVISERS LLC	May 3, 2022	May 10, 2022	7	Firm change	Wirehouse to ibd

Relationships

Registered with (3)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Dec 17, 2025 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 12, 2024 to Dec 2, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
May 10, 2022 to May 22, 2023factForm ADV

Dated events

Occurred
Dec 2, 2025
Advisor changed firm
Isabelle N Hu left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Pnc Wealth Management (registered 2025-12-17)
Form ADVobserved 5 days ago
Occurred
May 22, 2023
Advisor changed firm
Isabelle N Hu left Cetera Investment Advisers Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-11-12)
Form ADVobserved 5 days ago
Occurred
May 3, 2022
Advisor changed firm
Isabelle N Hu left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Cetera Investment Advisers Llc (registered 2022-05-10)
Form ADVobserved 5 days ago