DFX Intelligence

Data Factory

B•••• R••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

B•••• R••••• B•••••••

Advisor at J• W• C••• A•••••••• I•••

TAMPA, FL | IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d781a462-0d0e-4b3f-1caf-8f72c9e48c45

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Nov 5, 2019	n/a	yes	TAMPA, FL\|IRVINE, CA	Current employment
W•• T••• A••••••• S•••••••	Former SEC adviser	Sep 9, 2009	n/a	yes	IRVINE, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A••••• A••••••• S•••••••• I•••	J• W• C••• A•••••••• I•••	Nov 4, 2019	Nov 5, 2019	1	Firm change	Ibd to ibd
F•••• A••••• S••••••••• I•••	F•••• A••••• A••••••• S•••••••• I•••	Jul 2, 2012

Relationships

Registered with (6)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Nov 5, 2019 to presentfactForm ADV
→ W•• T••• A••••••• S•••••••Registered adviserregistration: current employment
Sep 9, 2009 to presentfactForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2012 to Nov 4, 2019factForm ADV
→ F•••• A••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d781a462-0d0e-4b3f-1caf-8f72c9e48c45
First observed: Jan 1, 2005
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.