DFX Intelligence

A••••• K•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

A••••• K•••••• G••••••

Advisor at H••••• C••• W••••• M•••••••••

BAINBRIDGE ISLAND, WA

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Search this name across graphsid dfx:ria:d7872055-0bec-70e7-7985-8463bd2b4690

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 31, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• C••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 19, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• C••• W••••• M•••••••••	Independent wealth	Mar 25, 2022	n/a	yes	BAINBRIDGE ISLAND, WA	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	Sep 29, 2021	no	Seattle, WA\|Seattle, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	H••••• C••• W••••• M•••••••••	Sep 29, 2021	Mar 25, 2022	177	Firm change	Wirehouse to new firm
M••••• S•••••• • C•• L••	M••••• S••••••	Jun 1, 2009	Jun 1, 2009

Relationships

Registered with (3)

→ H••••• C••• W••••• M•••••••••Registered adviserregistration: current employment
Mar 25, 2022 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Sep 29, 2021factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
May 31, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7872055-0bec-70e7-7985-8463bd2b4690
First observed: May 31, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.