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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

WILLIAM JAMES MARKOVICH

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

WORLAND, WY | Cody, WY

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Search this name across graphsid dfx:ria:d789c041-8d02-2c57-758b-c6e40e4b7a14

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 17, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Dec 2, 2003
First registration: Mar 17, 2004
Dual registered: yes, broker-dealer
Other names: WILLIAM J MARKOVICH|WILLIAM MARKOVICH|BILL JAMES MARKOVICH|BILL J MARKOVICH|BILL MARKOVICH
IAPD individual key: 4702845

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 28, 2025	n/a	yes	Cody, WY\|WORLAND, WY	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Oct 6, 2017	Mar 3, 2025	no	Crookston, MN\|Bemidji, MN\|Grand Forks, ND\|SAN DIEGO, CA\|Grand Forks, ND	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Jul 10, 2012	Oct 6, 2017	no	CROOKSTON, MN\|GRAND FORKS, ND\|BISMARCK, ND\|GRAND FORKS, ND	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 17, 2009	Jul 11, 2012	no	CROOKSTON, MN	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jan 18, 2005	Aug 7, 2009	no	CROOKSTON, MN\|GRAND FORKS, ND\|CROOKSTON, MN	Previous registration
WADDELL & REED	Former SEC adviser	Mar 17, 2004	Jan 12, 2005	no	FARGO, ND	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 3, 2025	Feb 28, 2025	-3	Firm change	Ibd to ibd
INVESTMENT CENTERS OF AMERICA, INC.	COMMONWEALTH FINANCIAL NETWORK	Oct 6, 2017	Oct 6, 2017	0	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	INVESTMENT CENTERS OF AMERICA, INC.	Jul 11, 2012	Jul 10, 2012	-1	Firm change	Other
INVEST FINANCIAL CORPORATION	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 7, 2009	Aug 17, 2009	10	Firm change	Other
WADDELL & REED	INVEST FINANCIAL CORPORATION	Jan 12, 2005	Jan 18, 2005	6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
16443:8032:ND:2017-10-05	Oct 6, 2017	Oct 6, 2017	GRAND FORKS, ND	Firm change

Relationships

Registered with (6)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Feb 28, 2025 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Oct 6, 2017 to Mar 3, 2025factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Jul 10, 2012 to Oct 6, 2017factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Aug 17, 2009 to Jul 11, 2012factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jan 18, 2005 to Aug 7, 2009factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Mar 17, 2004 to Jan 12, 2005factForm ADV

Dated events

Occurred
Mar 3, 2025
Advisor changed firm
William James Markovich left Commonwealth Financial Network for Ameriprise Financial Services, Llc (registered 2025-02-28)
Form ADVobserved 5 days ago