DFX Intelligence

K••• K•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

K••• K•••••• C••••

Advisor at C•••••• S••••• • C••• I•••

Wayne, PA | Yardley, PA

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Search this name across graphsid dfx:ria:d78aab45-7dd7-edcf-2f70-2e4365c16c41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Oct 1, 2021	n/a	yes	Yardley, PA\|Wayne, PA	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Nov 2, 2018	Jul 16, 2021	no	PHILADELPHIA, PA\|CONSHOHOCKEN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	C•••••• S••••• • C••• I•••	Jul 16, 2021	Oct 1, 2021	77	Firm change	Ibd to ibd
B••••• I••••••••• A••••••• L••	C••••••• S••••••••• I•••	Jun 8, 2018	Nov 2, 2018

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Oct 1, 2021 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 2, 2018 to Jul 16, 2021factForm ADV
→ B••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 1, 2015 to Jun 8, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d78aab45-7dd7-edcf-2f70-2e4365c16c41
First observed: Jan 1, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.