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Advisor at CETERA INVESTMENT ADVISERS LLC
Farmingdale, NY | Naples, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Apr 5, 2023 | n/a | yes | Farmingdale, NY|Naples, FL | Current employment |
| BNY MELLON SECURITIES CORPORATION | Other adviser | Oct 14, 2003 | Jul 29, 2010 | no | NEW YORK, NY|UNIONDALE, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BNY MELLON SECURITIES CORPORATION | CETERA INVESTMENT ADVISERS LLC | Jul 29, 2010 | Apr 5, 2023 | 4,633 | Firm change after gap | Other |