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Advisor at FIDUCIENT ADVISORS LLC
CHICAGO, IL | WINDSOR, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIDUCIENT ADVISORS LLC | Mixed wealth | Jan 12, 2021 | n/a | yes | CHICAGO, IL|WINDSOR, CT | Current employment |
| FIDUCIARY INVESTMENT ADVISORS, LLC | Former SEC adviser | May 13, 2011 | Dec 31, 2020 | no | WINDSOR, CT | Previous registration |
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | Jan 26, 2010 | Apr 18, 2011 | no | WEST HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDUCIARY INVESTMENT ADVISORS, LLC | FIDUCIENT ADVISORS LLC | Dec 31, 2020 | Jan 12, 2021 | 12 | Bulk transfer | Other |
| M HOLDINGS SECURITIES, INC. | FIDUCIARY INVESTMENT ADVISORS, LLC | Apr 18, 2011 | May 13, 2011 | 25 | Firm change | Other |