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Reading the graph
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Advisor at I••••••••• F•••••••• G••••• L••
FORT LAUDERDALE, FL | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Dec 2, 2025 | n/a | yes | FORT LAUDERDALE, FL|SAN DIEGO, CA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | May 5, 2025 | Dec 4, 2025 | no | FORT LAUDERDALE, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | I••••••••• F•••••••• G••••• L•• | Dec 4, 2025 | Dec 2, 2025 | -2 | Firm change | Ibd to ibd |
| G•••• P•••• A•••••••• L•• | L•• F•••••••• L•• | May 2, 2025 | May 5, 2025 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109485:13572:FL:2021-05-20 | May 20, 2021 | May 20, 2021 | FORT LAUDERDALE, FL | Firm change |
| G•••• P•••• A•••••••• L•• | Former SEC adviser | Jul 21, 2022 | May 2, 2025 | no | ROCKVILLE, MD|FORT LAUDERDALE, FL|Fort Lauderdale, FL | Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | May 20, 2021 | Jul 7, 2022 | no | FORT LAUDERDALE, FL|EL SEGUNDO, CA | Previous registration |
| S••••• F•••••••• G•••• I•• | Former SEC adviser | Dec 1, 2011 | May 20, 2021 | no | CORAL SPRINGS, FL|FORT LAUDERDALE, FL|FORT LAUDERDALE, FL | Previous registration |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Mar 28, 2005 | Nov 29, 2011 | no | CORAL SPRINGS, FL | Previous registration |
| C•••••••• I••••••••• R•••••••• I••• | n/a | Feb 15, 2000 | Mar 28, 2005 | no | ROCKVILLE, MD|ROCKVILLE, MD|CORAL SPRINGS, FL | Previous registration |
| 3 |
| Bulk transfer |
| Ibd to ibd |
| C••••• A•••••• N••••••• L•• | G•••• P•••• A•••••••• L•• | Jul 7, 2022 | Jul 21, 2022 | 14 | Firm change | Ibd to ibd |
| S••••• F•••••••• G•••• I•• | C••••• A•••••• N••••••• L•• | May 20, 2021 | May 20, 2021 | 0 | Channel change | Ibd to ibd |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | S••••• F•••••••• G•••• I•• | Nov 29, 2011 | Dec 1, 2011 | 2 | Firm change | Other |
| C•••••••• I••••••••• R•••••••• I••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Mar 28, 2005 | Mar 28, 2005 | 0 | Bulk transfer | Other |