DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Hal Lippman

Independent Financial Group, LLCBD affiliatedFort Lauderdale, Fl dual registrantIAPD 2264039

Feed of 09/15/2026

At current firm

0 y

since Dec 2, 2025

In the industry

29 y

since Dec 6, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Independent Financial Group, LLC BD affiliated current
since Dec 2, 2025 · Fort Lauderdale, Fl
LPL Financial LLC BD affiliated
May 5, 2025 to Dec 4, 2025 · Fort Lauderdale, Fl
Grove Point Advisors, LLC former
Jul 21, 2022 to May 2, 2025 · Rockville, Md
Cetera Advisor Networks LLC former
May 20, 2021 to Jul 7, 2022 · Fort Lauderdale, Fl
Summit Financial Group Inc former
Dec 1, 2011 to May 20, 2021 · Coral Springs, Fl
Cambridge Investment Research Advisors, Inc. BD affiliated
Mar 28, 2005 to Nov 29, 2011 · Coral Springs, Fl
Cambridge Investment Research, Inc. unclassified
Feb 15, 2000 to Mar 28, 2005 · Rockville, Md

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Independent Financial Group, LLC
left Dec 4, 2025, registered Dec 2, 2025 (-2 days) · Affiliated broker-dealer or bank to another
Grove Point Advisors, LLC to LPL Financial LLC
left May 2, 2025, registered May 5, 2025 (3 days) · corporate re-registration, not a move
Cetera Advisor Networks LLC to Grove Point Advisors, LLC
left Jul 7, 2022, registered Jul 21, 2022 (14 days) · Affiliated broker-dealer or bank to another
Summit Financial Group Inc to Cetera Advisor Networks LLC
left May 20, 2021, registered May 20, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
Cambridge Investment Research Advisors, Inc. to Summit Financial Group Inc
left Nov 29, 2011, registered Dec 1, 2011 (2 days) · Other
Cambridge Investment Research, Inc. to Cambridge Investment Research Advisors, Inc.
left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move

Signals

Hal Lippman left Lpl Financial Llc for Independent Financial Group, Llc (registered 2025-12-02)
Dec 4, 2025 · Advisor changed firm · fact
Hal Lippman left Cetera Advisor Networks Llc for Grove Point Advisors, Llc (registered 2022-07-21)
Jul 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address