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RIA / WealthAdvisor20 years in industry

BRADLEY RAY SMITH

Advisor at WESTMINSTER FINANCIAL ADVISORY CORP

Franklin, TN | SPRING HILL, TN | BEAVERCREEK, OH

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 3, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESTMINSTER FINANCIAL ADVISORY CORP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 17
Exams: S66
First exam: Jul 1, 2006
First registration: Aug 3, 2006
Dual registered: no
Other names: BRAD SMITH|BRADLEY SMITH
IAPD individual key: 4420750

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SMITH & CO ADVISORY LLC	Independent wealth	Dec 9, 2024	n/a	yes	SPRING HILL, TN	Current employment
WESTMINSTER FINANCIAL ADVISORY CORP	Independent wealth	Sep 7, 2017	n/a	yes	BEAVERCREEK, OH\|Franklin, TN	Current employment
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Feb 18, 2014	Sep 22, 2016	no	NAPLES, FL\|THOMPSON STATION, TN\|FRANKLIN, TN\|FRANKLIN, TN\|CINCINNATI, OH	Previous registration
PIEDMONT INVESTMENT ADVISORS, LLC	Former SEC adviser	Jun 20, 2011	Sep 30, 2014	no	BONITA SPRINGS, FL\|FRANKLIN, TN\|LANSDOWNE, VA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 3, 2006	Jun 26, 2009	no	BONITA SPRINGS, FL\|BONITA SPRINGS, FL\|BONITA SPRINGS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HORTER INVESTMENT MANAGEMENT, LLC	WESTMINSTER FINANCIAL ADVISORY CORP	Sep 22, 2016	Sep 7, 2017	350	Firm change	Other
PIEDMONT INVESTMENT ADVISORS, LLC	HORTER INVESTMENT MANAGEMENT, LLC	Sep 30, 2014	Feb 18, 2014	-224	Firm change after gap	Other
WOODBURY FINANCIAL SERVICES, INC.	PIEDMONT INVESTMENT ADVISORS, LLC	Jun 26, 2009	Jun 20, 2011	724	Firm change after gap	Other

Relationships

Registered with (5)

→ SMITH & CO ADVISORY LLCRegistered adviserregistration: current employment
Dec 9, 2024 to presentfactForm ADV
→ WESTMINSTER FINANCIAL ADVISORY CORPRegistered adviserregistration: current employment
Sep 7, 2017 to presentfactForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 18, 2014 to Sep 22, 2016factForm ADV
→ PIEDMONT INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 20, 2011 to Sep 30, 2014factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 3, 2006 to Jun 26, 2009factForm ADV

Dated events

No dated event names this entity yet.