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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Scott Christopher Phillips

Advisor at EDWARD JONES

GREENWOOD, AR

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Search this name across graphsid dfx:ria:d7c00c6b-3bd1-cb67-33b0-e65cd4dbcd1c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 24, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 14, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 14, 2001
First registration: May 24, 2001
Dual registered: yes, broker-dealer
Other names: Scott Christopher Phillips|SCOTT C PHILLIPS
IAPD individual key: 4329191

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jun 9, 2023	n/a	yes	GREENWOOD, AR	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Aug 5, 2016	Feb 25, 2022	no	FORT SMITH, AR	Previous registration
ARVEST WEALTH MANAGEMENT	Independent wealth	Sep 30, 2010	Aug 8, 2016	no	FT. SMITH, AR\|ALMA, AR\|FORT SMITH, AR\|FORT SMITH, AR\|LITTLE ROCK, AR\|LITTLE ROCK, AR	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 15, 2005	Sep 29, 2010	no	FORT SMITH, AR\|FORT SMITH, AR	Previous registration
MORGAN STANLEY DW INC.	n/a	May 17, 2002	Aug 29, 2005	no	LITTLE ROCK, AR	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 24, 2001	May 24, 2002	no	FORT SMITH, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	EDWARD JONES	Feb 25, 2022	Jun 9, 2023	469	Firm change after gap	Ibd to ibd
ARVEST WEALTH MANAGEMENT	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Aug 8, 2016	Aug 5, 2016	-3	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ARVEST WEALTH MANAGEMENT	Sep 29, 2010	Sep 30, 2010	1	Firm change	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 29, 2005	Aug 15, 2005	-14	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY DW INC.	May 24, 2002	May 17, 2002	-7	Firm change	Other

Relationships

Registered with (6)

→ EDWARD JONESRegistered adviserregistration: current employment
Jun 9, 2023 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Aug 5, 2016 to Feb 25, 2022factForm ADV
→ ARVEST WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 30, 2010 to Aug 8, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 15, 2005 to Sep 29, 2010factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 17, 2002 to Aug 29, 2005factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 24, 2001 to May 24, 2002factForm ADV

Dated events

Occurred
Feb 25, 2022
Advisor changed firm
Scott Christopher Phillips left Stifel, Nicolaus & Company, Incorporated for Edward Jones (registered 2023-06-09)
Form ADVobserved 4 days ago