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Advisor at EDWARD JONES
Sandy, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Oct 2, 2023 | n/a | yes | Sandy, UT | Current employment |
| KEELER THOMAS MANAGEMENT LLC | Independent wealth | Apr 20, 2007 | Mar 5, 2024 | no | OREM, UT | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Aug 16, 2005 | Apr 19, 2007 | no | SALT LAKE CITY, UT|SALT LAKE CITY, UT|MURRAY, UT | Previous registration |
| ZIONS DIRECT, INC. | n/a | May 6, 2005 | Aug 16, 2005 | no | DRAPER, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KEELER THOMAS MANAGEMENT LLC | EDWARD JONES | Mar 5, 2024 | Oct 2, 2023 | -155 | Firm change after gap | RIA to ibd |
| WELLS FARGO INVESTMENTS, LLC | KEELER THOMAS MANAGEMENT LLC | Apr 19, 2007 | Apr 20, 2007 | 1 | Firm change | Other |
| ZIONS DIRECT, INC. | WELLS FARGO INVESTMENTS, LLC | Aug 16, 2005 | Aug 16, 2005 | 0 | Firm change | Other |