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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

KEELER THOMAS MANAGEMENT LLC

CRD 109522

OREM, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5009d392-bca2-16b1-e5a5-eabbb18347b4

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 13
On other graphs: 0
Observed: Nov 11, 2011 to Mar 20, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $306MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $305M
Private client RAUM: $303MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $61.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 440
Individual clients: 76
High net worth clients: 56
Custody, client assets: $73.4M
SEC number: 801-100354
CRD: 109522
Filings on the tape: 31
First filed: Nov 11, 2011
Latest filed: Mar 20, 2026
Organised: Limited Liability Company, UT
Website: keelerthomas.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN LEONARD UNICE	Certified Financial Planner	OREM, UT	21	39	n/a	no
CASEY MARK MONSEN	Certified Financial Planner	OREM, UT \| LOGAN, UT \| VERNAL, UT	7	17	3	no
Nathaniel Eugene Evans	n/a	OREM, UT	2	10	2	no
GABRIEL JOHN SMITH	n/a	OREM, UT	1	12	n/a	no
DEREK CARL UNICE	n/a	OREM, UT	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JONES, RICHARD, KEELER	MANAGING MEMBER	C	yes	12/1989	Nov 11, 2011	Mar 19, 2024
UNICE, JOHN, LEONARD	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	12/1989	Nov 11, 2011	Mar 19, 2024
WASDEN, CARY	MANAGING MEMBER	B	yes	01/2023	Mar 19, 2024	Mar 19, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$306M	$305M	12	7	1	n/a	n/a
2024	Apr 17, 2025	$379M	$379M	13	9	0	n/a	n/a
2023	Mar 19, 2024	$338M	$321M	13	5	0	n/a	n/a
2022	Feb 13, 2023	$277M	$254M	15	4	0	n/a	n/a
2021	Feb 28, 2022	$299M	$266M	14	6	0	n/a	n/a
2020	Mar 3, 2021	$259M	$238M	15	7	0	n/a	n/a
2019	Feb 5, 2020	$227M	$209M	14	7	0	n/a	n/a
2018	Mar 4, 2019	$162M	$146M	14	8	0	n/a	n/a
2017	Mar 1, 2018	$181M	$172M	13	7	0	n/a	n/a
2016	Feb 24, 2017	$120M	$120M	13	6	n/a	n/a	n/a
2015	Feb 19, 2016	$114M	$82.9M	13	6	n/a	n/a	n/a
2011	Mar 1, 2012	$80.5M	$59.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$306M	$379M	-19.5%	$277M	3.3%	12	13	1	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
DRIVE WEALTH ADVISERS	2	May 21, 2025	Feb 18, 2025	OREM, UT	Team lift out	RIA to RIA	33.3%

Relationships

Registered with (16)

← CASEY MARK MONSENAdvisorregistration: current employment
Mar 5, 2026 to presentfactForm ADV
← DEREK CARL UNICEAdvisorregistration: current employment
Jan 17, 2025 to presentfactForm ADV
← GABRIEL JOHN SMITHAdvisorregistration: current employment
Jan 7, 2025 to presentfactForm ADV
← Nathaniel Eugene EvansAdvisorregistration: previous registration
Sep 5, 2018 to Jul 28, 2022factForm ADV
← JOHN LEONARD UNICEAdvisorregistration: current employment
Feb 8, 2005 to presentfactForm ADV
← ADAM KEELER JONESAdvisorregistration: previous registration
Dec 14, 2009 to May 21, 2025factForm ADV
← JOSHUA PAUL COOMBSAdvisorregistration: previous registration
Jun 8, 2023 to May 21, 2025factForm ADV
← KAIGE BYRON KORTHAdvisorregistration: previous registration
Jun 29, 2023 to Jan 8, 2025factForm ADV
← Amy J MartyAdvisorregistration: previous registration
Apr 20, 2007 to Mar 5, 2024factForm ADV
← Benjamin PaliAdvisorregistration: previous registration
Aug 6, 2018 to Oct 19, 2023factForm ADV
← CLARK JAMES DRISHINSKIAdvisorregistration: previous registration
Jan 15, 2015 to Jul 31, 2019factForm ADV
← James Austin DukeAdvisorregistration: previous registration
Jan 3, 2014 to Dec 8, 2017factForm ADV
← MARIE SEABURYAdvisorregistration: previous registration
Dec 20, 2006 to Oct 5, 2017factForm ADV
← ROBERT IVAR SANDBERGAdvisorregistration: previous registration
Feb 15, 2005 to Oct 8, 2009factForm ADV
← RONALD DANIEL SKLARAdvisorregistration: previous registration
Jan 8, 2008 to Jun 18, 2009factForm ADV
← SHANE PARKER CHRISTIANSENAdvisorregistration: previous registration
Feb 15, 2005 to Feb 16, 2006factForm ADV

Moved with (1)

→ DRIVE WEALTH ADVISERSRegistered adviser2 advisors, team lift out, same day
May 21, 2025 to Feb 18, 2025factForm ADV

Controls (3)

← JONES, RICHARD, KEELEROwnerMANAGING MEMBER, ownership code C, individual
Nov 11, 2011 to Mar 19, 2024factForm ADV
← WASDEN, CARYOwnerMANAGING MEMBER, ownership code B, individual
Mar 19, 2024 to Mar 19, 2024factForm ADV
← UNICE, JOHN, LEONARDOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Nov 11, 2011 to Mar 19, 2024factForm ADV

Dated events

Occurred
May 21, 2025
Team lift-out
2 advisors left Keeler Thomas Management LLC (Orem, UT) for Drive Wealth Advisers on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
May 21, 2025
Advisor changed firm
Joshua Paul Coombs left Keeler Thomas Management Llc for Drive Wealth Advisers (registered 2024-12-20)
Form ADVobserved 4 days ago
Occurred
May 21, 2025
Advisor changed firm
Adam Keeler Jones left Keeler Thomas Management Llc for Drive Wealth Advisers (registered 2025-02-18)
Form ADVobserved 4 days ago
Occurred
Jan 8, 2025
Advisor changed firm
Kaige Byron Korth left Keeler Thomas Management Llc for Drive Wealth Advisers (registered 2025-01-22)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2024
Control person left
Thomas Gerald Garrett (Managing Member) no longer on Schedule A of Keeler Thomas Management Llc (listed 2024-01-24, absent 2024-03-19)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2024
Control person left
Keeler Adam Jones (Senior Advisor) no longer on Schedule A of Keeler Thomas Management Llc (listed 2024-01-24, absent 2024-03-19)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2024
Control person joined
Cary Wasden (Managing Member) appeared on Schedule A of Keeler Thomas Management Llc
Form ADVobserved 4 days ago
Occurred
Mar 5, 2024
Advisor changed firm
Amy J Marty left Keeler Thomas Management Llc for Edward Jones (registered 2023-10-02)
Form ADVobserved 4 days ago
Occurred
Oct 19, 2023
Advisor changed firm
Benjamin Pali left Keeler Thomas Management Llc for Ameriprise Financial Services, Llc (registered 2024-01-03)
Form ADVobserved 4 days ago
Occurred
Feb 13, 2023
Control person joined
Keeler Adam Jones (Senior Advisor) appeared on Schedule A of Keeler Thomas Management Llc
Form ADVobserved 4 days ago
Occurred
Feb 13, 2023
Control person left
Joseph Charles Unice (Managing Member) no longer on Schedule A of Keeler Thomas Management Llc (listed 2022-02-28, absent 2023-02-13)
Form ADVobserved 4 days ago
Occurred
Feb 5, 2020
Control person joined
Thomas Gerald Garrett (Managing Member) appeared on Schedule A of Keeler Thomas Management Llc
Form ADVobserved 4 days ago
Occurred
Jun 3, 2015
First Form ADV filing
Keeler Thomas Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5009d392-bca2-16b1-e5a5-eabbb18347b4
First observed: Nov 11, 2011
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KEELER THOMAS MANAGEMENT LLC

CRD 109522

OREM, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5009d392-bca2-16b1-e5a5-eabbb18347b4

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN LEONARD UNICE

Certified Financial Planner

OREM, UT

n/a

CASEY MARK MONSEN

Certified Financial Planner

OREM, UT | LOGAN, UT | VERNAL, UT

Nathaniel Eugene Evans

n/a

OREM, UT

GABRIEL JOHN SMITH

n/a

OREM, UT

n/a

DEREK CARL UNICE

n/a

OREM, UT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JONES, RICHARD, KEELER

MANAGING MEMBER

yes

12/1989

Nov 11, 2011

Mar 19, 2024

UNICE, JOHN, LEONARD

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

12/1989

Nov 11, 2011

Mar 19, 2024

WASDEN, CARY

MANAGING MEMBER

yes

01/2023

Mar 19, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$306M

$305M

n/a

2024

Apr 17, 2025

$379M

n/a

2023

Mar 19, 2024

$338M

$321M

n/a

2022

Feb 13, 2023

$277M

$254M

n/a

2021

Feb 28, 2022

$299M

$266M

n/a

2020

Mar 3, 2021

$259M

$238M

n/a

2019

Feb 5, 2020

$227M

$209M

n/a

2018

Mar 4, 2019

$162M

$146M

n/a

2017

Mar 1, 2018

$181M

$172M

n/a

2016

Feb 24, 2017

$120M

n/a

2015

Feb 19, 2016

$114M

$82.9M

n/a

2011

Mar 1, 2012

$80.5M

$59.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$306M

$379M

-19.5%

$277M

3.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

DRIVE WEALTH ADVISERS

May 21, 2025

Feb 18, 2025

OREM, UT

Team lift out

RIA to RIA

33.3%