W•••• O•• T••

Advisor at T••• I••••••••• A•••••••• L••

La Habra, CA | LAGUNA NIGUEL, CA

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Search this name across graphsid dfx:ria:d7d3d8d7-5c11-58d0-9367-8f14145e3a1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 25, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• I••••••••• A•••••••• L••	Independent wealth	Aug 1, 2018	n/a	yes	La Habra, CA\|LAGUNA NIGUEL, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Oct 10, 2012	Aug 1, 2018	no	PASADENA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	T••• I••••••••• A•••••••• L••	Aug 1, 2018	Aug 1, 2018	0	Firm change	RIA to RIA
W•••• F•••• A•••••••	W•••••• I••••••••• S•••••••••	Sep 24, 2012	Oct 10, 2012

Relationships

Registered with (7)

→ T••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 1, 2018 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Oct 10, 2012 to Aug 1, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Sep 24, 2012factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7d3d8d7-5c11-58d0-9367-8f14145e3a1e
First observed: Jul 8, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.