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BRR OPCO, LLC, CRD 106536
COLUMBUS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ARMSTRONG, AARON, TIMOTHY | SR. WEALTH MANAGER | Na | yes | 05/2014 | Mar 31, 2015 | Mar 1, 2023 |
| CI FINANCIAL CORP. | Owner | E | yes | 01/2022 | Oct 28, 2021 | Mar 1, 2023 |
| CI PRIVATE WEALTH, LLC | Owner | E | yes | 01/2022 | Mar 1, 2023 | Mar 1, 2023 |
| CI US HOLDINGS INC. | Owner | E | yes | 01/2022 | Oct 28, 2021 | Mar 1, 2023 |
| CIPW HOLDINGS, LLC | Owner | E | yes | 01/2022 | Mar 1, 2023 | Mar 1, 2023 |
| NAKAMURA, LARRY, TRISTON | CHIEF COMPLIANCE OFFICER | Na | yes | 02/2023 | Mar 1, 2023 | Mar 1, 2023 |
| ROE, DANIEL, BEALE | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | Na | yes | 04/1996 | Mar 29, 2012 | Mar 1, 2023 |
| SCHUMAN, JOHN, DAVID | CO-CHIEF EXECUTIVE OFFICER | Na | yes | 06/2001 | Mar 29, 2012 | Mar 1, 2023 |
| SHISLER, ERIC, GERHARD | VICE PRESIDENT & DIRECTOR OF RESEARCH | Na | yes | 11/2013 | Mar 27, 2014 | Mar 1, 2023 |
| DUE, DANIEL, LAWRENCE | SR. WEALTH MANAGER, CHIEF PLANNING OFFICER | Na | no | 05/2003 | Jul 11, 2019 | Mar 1, 2023 |
| JACK, BRIAN, ROCCO | VICE PRESIDENT, DIRECTOR OF OPERATIONS | Na | no | 06/2015 | Mar 30, 2016 | Mar 1, 2023 |
| MARCINICK, GARY, JOHN | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | Na | no | 06/2006 | Mar 29, 2012 | Mar 1, 2023 |
| PATTEN, TRACIE, CHRISTINE | SR. DIRECTOR OF MARKETING | Na | no | 07/2019 | Jul 11, 2019 | Mar 1, 2023 |
| THOMPSON, KAREN, MARIE | DIRECTOR OF HUMAN RESOURCES | Na | no | 10/2014 | Mar 30, 2016 | Mar 1, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CI PRIVATE WEALTH, LLC | n/a | Independent wealth | $165B | Y | yes | n/a |
| ASSANTE CAPITAL MANAGEMENT LTD | n/a | n/a | n/a | N | yes | n/a |
| ASSANTE FINANCIAL MANAGEMENT LTD | n/a | n/a | n/a | N | yes | n/a |
| CI PRIVATE COUNSEL LP | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Mar 31, 2022 | $3.4B | $3.3B | 43 | 27 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $3.0B | $2.9B | 36 | 28 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $2.7B | $2.7B | 40 | 28 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $2.3B | $2.2B | 44 | 25 | 0 | n/a | n/a |
| 2017 | Mar 30, 2018 | $2.5B | $2.4B | 44 | 25 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $2.2B | $2.1B | 39 | 22 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $2.0B | $1.9B | 40 | 20 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $2.2B | $2.0B | 40 | 20 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $102M | $1.9M | 42 | 20 | n/a | n/a | n/a |
| 2012 | Mar 27, 2013 | $1.7B | $1.7B | 40 | 20 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $1.5B | $1.5B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $3.4B | $3.0B | 12.6% | $2.3B | 14.0% | 43 | 36 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| Corient | 22 | Mar 31, 2023 | Nov 23, 2022 | COLUMBUS, OH | Firm absorbed | RIA to ibd | 100.0% |