DFX Intelligence
Data Factory
Reading the graph
Reading the graph
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Advisor at C••••••• S••••• W••••• M••••••••• L••
GROVE CITY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• S••••• W••••• M••••••••• L•• | Independent wealth | May 1, 2019 | n/a | yes | GROVE CITY, OH | Current employment |
| B•••••• R••••• • R•• | Former SEC adviser | Jun 26, 2014 | Feb 19, 2019 | no | C•••••••, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••• R••••• • R•• | C••••••• S••••• W••••• M••••••••• L•• | Feb 19, 2019 | May 1, 2019 | 71 | Firm change | RIA to RIA |
| W••••• F•••••••• P••••••• G••••• I••• | B•••••• R••••• • R•• | Oct 30, 2012 | Jun 26, 2014 |
| W••••• F•••••••• P••••••• G••••• I••• | Independent wealth | Jan 30, 2012 | Oct 30, 2012 | no | C•••••••, OH | Previous registration |
| W••••• F•••••••• P••••••• G•••• I•• | n/a | Apr 18, 2008 | Apr 16, 2012 | no | C•••••••, OH | Previous registration |
| 604 |
| Firm change after gap |
| Other |
| W••••• F•••••••• P••••••• G•••• I•• | W••••• F•••••••• P••••••• G••••• I••• | Apr 16, 2012 | Jan 30, 2012 | -77 | Firm change after gap | Other |