DFX Intelligence

T••••• J••• O•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

T••••• J••• O•••

Advisor at W•••• F•••• A•••••••

FORT WORTH, TX

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Search this name across graphsid dfx:ria:d7ec735c-bcb9-2bd4-7477-879cfc943300

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Apr 23, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 22, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Feb 22, 2019	n/a	yes	FORT WORTH, TX	Current employment
C••••••• S•••••••••	Former SEC adviser	Mar 4, 2011	Feb 26, 2019	no	DALLAS, TX\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S•••••••••	W•••• F•••• A•••••••	Feb 26, 2019	Feb 22, 2019	-4	Firm change	Other
N•• A•••••• S•••••••• L••	C••••••• S•••••••••	Feb 23, 2011	Mar 4, 2011

Relationships

Registered with (8)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Feb 22, 2019 to presentfactForm ADV
→ C••••••• S•••••••••Registered adviserregistration: previous registration
Mar 4, 2011 to Feb 26, 2019factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 2, 2010 to Feb 23, 2011factForm ADV
→ I••••••••• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7ec735c-bcb9-2bd4-7477-879cfc943300
First observed: Apr 23, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.