DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas John Oley
Feed of 09/14/2026
Also filed as Thomas John Oley
At current firm
7 y
since Feb 22, 2019
In the industry
29 y
since Apr 22, 1997 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Feb 22, 2019 · Fort Worth, Tx
- Comerica Securities formerMar 4, 2011 to Feb 26, 2019 · Dallas, Tx
- Nfp Advisor Services, LLC formerSep 2, 2010 to Feb 23, 2011 · Dallas, Tx
- Institutional Securities Corporation formerOct 8, 2008 to Sep 17, 2010 · Dallas, Tx
- Crown Capital Securities, L.P. formerJun 1, 2007 to Oct 10, 2008 · Dallas, Tx
- Wells Fargo Investments, LLC unclassifiedOct 12, 2006 to May 30, 2007 · Fort Worth, Tx
- Avantax Advisory Services formerJan 31, 2003 to Nov 7, 2006 · Arlington, Tx
- Morgan Stanley Dw Inc. unclassifiedApr 23, 1997 to Dec 9, 2002 · Ft Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- Comerica Securities to Wells Fargo Advisorsleft Feb 26, 2019, registered Feb 22, 2019 (-4 days) · Other
- Nfp Advisor Services, LLC to Comerica Securitiesleft Feb 23, 2011, registered Mar 4, 2011 (9 days) · Other
- Institutional Securities Corporation to Nfp Advisor Services, LLCleft Sep 17, 2010, registered Sep 2, 2010 (-15 days) · Other
- Crown Capital Securities, L.P. to Institutional Securities Corporationleft Oct 10, 2008, registered Oct 8, 2008 (-2 days) · Other
- Wells Fargo Investments, LLC to Crown Capital Securities, L.P.left May 30, 2007, registered Jun 1, 2007 (2 days) · Other
- Avantax Advisory Services to Wells Fargo Investments, LLCleft Nov 7, 2006, registered Oct 12, 2006 (-26 days) · Other
- Morgan Stanley Dw Inc. to Avantax Advisory Servicesleft Dec 9, 2002, registered Jan 31, 2003 (53 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address