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Advisor at DAWSON INVESTMENT MANAGEMENT
WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DAWSON INVESTMENT MANAGEMENT | State registered | Feb 4, 2021 | n/a | yes | WALNUT CREEK, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 21, 2017 | Jul 26, 2021 | no | WALNUT CREEK, CA|FORT MILL, SC|WALNUT CREEK, CA|WALNUT CREEK, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 28, 2014 | Aug 24, 2017 | no | Walnut Creek, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | DAWSON INVESTMENT MANAGEMENT | Jul 26, 2021 | Feb 4, 2021 | -172 | Firm change after gap | Ibd to state RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Aug 24, 2017 | Aug 21, 2017 | -3 | Firm change | Other |