DFX Intelligence

A••••• W••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

A••••• W••• S••••••

Advisor at M•••• F•••••••• A•••••••

Pocatello, ID | ALPHARETTA, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 1, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Mar 14, 2025	n/a	yes	Pocatello, ID\|ALPHARETTA, GA	Current employment
S•••••••• W••••• M••••••••• L••	Former SEC adviser	Dec 1, 2023	Mar 14, 2025	no	POCATELLO, ID

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• W••••• M••••••••• L••	M•••• F•••••••• A•••••••	Mar 14, 2025	Mar 14, 2025	0	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
148779:142457:ID:2025-03-14	Mar 14, 2025	Mar 14, 2025	POCATELLO, ID	Firm change

Relationships

Registered with (2)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Mar 14, 2025 to presentfactForm ADV
→ S•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 1, 2023 to Mar 14, 2025factForm ADV

Dated events

Order

Occurred
14 Mar 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 1, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.