DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
LOTHIAN, MD | ANNAPOLIS, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Jan 27, 2012 | n/a | yes | ANNAPOLIS, MD|LOTHIAN, MD | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Feb 9, 2012 | no | ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | W•••• F•••• A••••••• | Feb 9, 2012 | Jan 27, 2012 | -13 | Firm change | Wirehouse to wirehouse |
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| C•••••••• G••••• M•••••• I••• |
| Bd affiliated wealth |
| Dec 12, 2008 |
| Jun 1, 2009 |
| no |
| ANNAPOLIS, MD |
| Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 1, 2004 | Dec 16, 2008 | no | WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C•••••••• G••••• M•••••• I••• | Dec 16, 2008 | Dec 12, 2008 | -4 | Firm change | Other |