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Advisor at WELLS FARGO ADVISORS
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 9, 2024 | n/a | yes | GREENWOOD VILLAGE, CO|GREENWOOD VILLAGE, CO | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 23, 2020 | Sep 19, 2024 | no | GREENWOOD VILLAGE, CO|COLORADO SPRINGS, CO|ALPHARETTA, GA|Colorado Springs, CO|GREENWOOD VILLAGE, CO|BROOMFIELD, CO|GREENWOOD VILLAGE, CO|DENVER, CO | Previous registration |
| MERIT FINANCIAL ADVISORS | Bd affiliated wealth | Sep 3, 2019 | Sep 9, 2024 | no | ALPHARETTA, GA|COLORADO SPRINGS, CO|GREENWOOD VILLAGE, CO|Greenwood Village, CO | Previous registration |
| I.M. FINANCIAL, LLC | n/a | Aug 24, 2012 | Sep 23, 2024 | no | GREENWOOD VILLAGE, CO | Previous registration |
| I.M. FINANCIAL, LLC | n/a | Mar 6, 2006 | Sep 28, 2009 | no | ARVADA, CO|DENVER, CO | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Jul 20, 2005 | Sep 4, 2019 | no | EUGENE, OR|DENVER, CO|DENVER, CO|Greenwood Village, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I.M. FINANCIAL, LLC | MERIT FINANCIAL ADVISORS | Sep 23, 2024 | Sep 3, 2019 | -1,847 | Firm change after gap | Other |
| LPL FINANCIAL LLC | WELLS FARGO ADVISORS | Sep 19, 2024 | Sep 9, 2024 | -10 | Firm change | Ibd to wirehouse |
| MERIT FINANCIAL ADVISORS | LPL FINANCIAL LLC | Sep 9, 2024 | Jun 23, 2020 | -1,539 | Firm change after gap | RIA to ibd |
| 1ST GLOBAL ADVISORS INC | I.M. FINANCIAL, LLC | Sep 4, 2019 | Mar 6, 2006 | -4,930 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 142457:6413:CO:2024-09-09 | Sep 9, 2024 | Jun 23, 2020 | GREENWOOD VILLAGE, CO | Firm change after gap |
| 111133:135632:CO:2019-09-04 | Sep 4, 2019 | Mar 6, 2006 | GREENWOOD VILLAGE, CO | Firm change after gap |