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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

RICHARD JOSEPH JOHNSON

Advisor at ZIONS CAPITAL ADVISORS, INC.

AMERICAN FORK, UT | SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:d807578c-7a20-1bf4-b5ea-4b65a396ac47

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ZIONS CAPITAL ADVISORS, INC.
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 8, 2007
First registration: Sep 8, 2010
Dual registered: yes, broker-dealer
Other names: JOEY JOHNSON
IAPD individual key: 5269717

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ZIONS CAPITAL ADVISORS, INC.	Institutional manager	Jan 3, 2020	n/a	yes	SALT LAKE CITY, UT\|AMERICAN FORK, UT	Current employment
MORGAN STANLEY	Wirehouse	Jul 1, 2014	Apr 23, 2018	no	SOUTH JORDAN, UT\|PURCHASE, NY\|KAYSVILLE, UT\|SOUTH JORDAN, UT\|AMERICAN FORK, UT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Jun 13, 2014	no	SALT LAKE CITY, UT\|SALT LAKE CITY, UT	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 8, 2010	Jan 3, 2011	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	ZIONS CAPITAL ADVISORS, INC.	Apr 23, 2018	Jan 3, 2020	620	Firm change after gap	Other
WELLS FARGO ADVISORS	MORGAN STANLEY	Jun 13, 2014	Jul 1, 2014	18	Firm change	Wirehouse to wirehouse
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (4)

→ ZIONS CAPITAL ADVISORS, INC.Registered adviserregistration: current employment
Jan 3, 2020 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 1, 2014 to Apr 23, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Jun 13, 2014factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 8, 2010 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.