DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Joseph Johnson
Feed of 09/14/2026
Also filed as Joey Johnson
At current firm
6 y
since Jan 3, 2020
In the industry
19 y
since Feb 8, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Zions Capital Advisors, Inc. institutional currentsince Jan 3, 2020 · Salt Lake City, Ut
- Morgan Stanley wirehouseJul 1, 2014 to Apr 23, 2018 · South Jordan, Ut
- Wells Fargo Advisors wirehouseJan 3, 2011 to Jun 13, 2014 · Salt Lake City, Ut
- Wells Fargo Investments, LLC unclassifiedSep 8, 2010 to Jan 3, 2011 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Zions Capital Advisors, Inc.left Apr 23, 2018, registered Jan 3, 2020 (620 days) · Other
- Wells Fargo Advisors to Morgan Stanleyleft Jun 13, 2014, registered Jul 1, 2014 (18 days) · Wirehouse to wirehouse
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address