DFX Intelligence

T••••• D••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

T••••• D••••• S•••••

Advisor at N•••••• I•••

Bloomington, MN | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:d80bf9aa-f1e8-77ff-ca24-683297e0aaf6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 10, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• I•••	Independent wealth	Feb 6, 2016	n/a	yes	MINNEAPOLIS, MN\|Bloomington, MN	Current employment
N••••• A•••••• S•••••••• I•••	Former SEC adviser	Jun 19, 2013	Dec 31, 2015	no	MINNEAPOLIS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• A•••••• S•••••••• I•••	N•••••• I•••	Dec 31, 2015	Feb 6, 2016	37	Firm change	Other
N•••••• I•••	N••••• A•••••• S•••••••• I•••	Jun 18, 2013	Jun 19, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
162340:141203:MN:2015-12-31	Dec 31, 2015	Feb 6, 2016	MINNEAPOLIS, MN	Firm change

Relationships

Registered with (2)

→ N•••••• I•••Registered adviserregistration: previous registration
Jun 17, 2010 to Jun 18, 2013factForm ADV
→ N••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 19, 2013 to Dec 31, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d80bf9aa-f1e8-77ff-ca24-683297e0aaf6
First observed: Jun 17, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.