DFX Intelligence

R••••••• K• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

R••••••• K• J••••••

Advisor at M••••••••• R•••••••••

Charlotte, NC | WASHINGTON, DC

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Search this name across graphsid dfx:ria:d81852c9-9728-25b1-30d7-c49212620ebd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 20, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• R•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• R•••••••••	Bd affiliated wealth	Aug 20, 2025	n/a	yes	Charlotte, NC\|WASHINGTON, DC	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Dec 4, 2024	Jun 30, 2025	no	CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••••••• R•••••••••	Jun 30, 2025	Aug 20, 2025	51	Firm change	Wirehouse to ibd
V••••••• A•••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Feb 24, 2023	Dec 4, 2024

Relationships

Registered with (3)

→ M••••••••• R•••••••••Registered adviserregistration: current employment
Aug 20, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 4, 2024 to Jun 30, 2025factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 20, 2017 to Feb 24, 2023factForm ADV

Dated events

Occurred
Jun 30, 2025
Advisor changed firm
R••••••• K• J•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••••••• R••••••••• (registered 2025-08-20)
Form ADVobserved 7 days ago
Occurred
Feb 24, 2023
Advisor changed firm
R••••••• K• J•••••• left V••••••• A•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-12-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d81852c9-9728-25b1-30d7-c49212620ebd
First observed: Nov 20, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.