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RIA / WealthAdvisor10 years in industry

SPENCER JONES GARRETT

Advisor at CHASE INVESTMENT COUNSEL CORPORATION

CHARLOTTESVILLE, VA

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Search this name across graphsid dfx:ria:d81870be-6c5e-8d0d-4a55-648d93ae67bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 5, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHASE INVESTMENT COUNSEL CORPORATION
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Apr 4, 2017
First registration: Apr 5, 2017
Dual registered: no
IAPD individual key: 6692788

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHASE INVESTMENT COUNSEL CORPORATION	Independent wealth	Sep 20, 2023	n/a	yes	CHARLOTTESVILLE, VA	Current employment
LONGVIEW WEALTH MANAGEMENT	Independent wealth	Feb 13, 2023	Sep 8, 2023	no	Richmond, VA\|ATLANTA, GA	Previous registration
CANAL CAPITAL MANAGEMENT, LLC	Independent wealth	Oct 9, 2019	Jan 6, 2023	no	RICHMOND, VA	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Dec 20, 2017	Sep 6, 2019	no	RICHMOND, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 5, 2017	Dec 20, 2017	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LONGVIEW WEALTH MANAGEMENT	CHASE INVESTMENT COUNSEL CORPORATION	Sep 8, 2023	Sep 20, 2023	12	Firm change	RIA to RIA
CANAL CAPITAL MANAGEMENT, LLC	LONGVIEW WEALTH MANAGEMENT	Jan 6, 2023	Feb 13, 2023	38	Firm change	RIA to RIA
OPPENHEIMER & CO. INC.	CANAL CAPITAL MANAGEMENT, LLC	Sep 6, 2019	Oct 9, 2019	33	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	OPPENHEIMER & CO. INC.	Dec 20, 2017	Dec 20, 2017	0	Firm change	Other

Relationships

Registered with (5)

→ CHASE INVESTMENT COUNSEL CORPORATIONRegistered adviserregistration: current employment
Sep 20, 2023 to presentfactForm ADV
→ LONGVIEW WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 13, 2023 to Sep 8, 2023factForm ADV
→ CANAL CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 9, 2019 to Jan 6, 2023factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Dec 20, 2017 to Sep 6, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 5, 2017 to Dec 20, 2017factForm ADV

Dated events

Occurred
Sep 8, 2023
Advisor changed firm
Spencer Jones Garrett left Longview Wealth Management for Chase Investment Counsel Corporation (registered 2023-09-20)
Form ADVobserved 5 days ago
Occurred
Jan 6, 2023
Advisor changed firm
Spencer Jones Garrett left Canal Capital Management, Llc for Longview Wealth Management (registered 2023-02-13)
Form ADVobserved 5 days ago