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Advisor at TRUIST ADVISORY SERVICES, INC.
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Nov 17, 2020 | n/a | yes | CHARLOTTE, NC | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Nov 23, 2015 | Feb 17, 2021 | no | COLUMBIA, SC|SUMTER, SC|CHARLOTTE, NC|CHARLOTTE, NC|GREENVILLE, SC|ASHEVILLE, NC|RICHMOND, VA | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 20, 2011 | May 13, 2015 | no | Birmingham, AL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 7, 1992 | Sep 20, 2011 | no | GREENSBORO, NC|HICKORY, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Nov 17, 2020 | -92 | Bulk transfer | Ibd to ibd |
| MORGAN STANLEY | BB&T SECURITIES, LLC | May 13, 2015 | Nov 23, 2015 | 194 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Sep 20, 2011 | Oct 20, 2011 | 30 | Firm change | Wirehouse to wirehouse |