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Advisor at VIRGINIA GLOBAL ASSET MANAGEMENT, LLC
NORFOLK, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VIRGINIA GLOBAL ASSET MANAGEMENT, LLC | State registered | Jan 3, 2018 | n/a | yes | NORFOLK, VA | Current employment |
| VIRGINIA GLOBAL ASSET MANAGEMENT, LLC | Former SEC adviser | Apr 2, 2015 | Dec 31, 2015 | no | NORFOLK, VA | Previous registration |
| VIRGINIA GLOBAL ASSET MANAGEMENT, LLC | Former SEC adviser | Feb 1, 2011 | Dec 31, 2014 | no | NORFOLK, VA | Previous registration |
| VIRGINIA GLOBAL ASSET MANAGEMENT, LLC | Former SEC adviser | Apr 28, 2008 | Dec 31, 2010 | no | NORFOLK, VA | Previous registration |
| CAPES CAPITAL MANAGEMENT, INC. | Former SEC adviser | Mar 3, 2000 | May 1, 2007 | no | NORFOLK, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VIRGINIA GLOBAL ASSET MANAGEMENT, LLC | VIRGINIA GLOBAL ASSET MANAGEMENT, LLC | Dec 31, 2015 | Jan 3, 2018 | 734 | Channel change | Other |
| CAPES CAPITAL MANAGEMENT, INC. | VIRGINIA GLOBAL ASSET MANAGEMENT, LLC | May 1, 2007 | Apr 28, 2008 | 363 | Firm change | Other |