RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• R•••• K•••••••
- V••••••• G••••• A•••• M••••••••• L•• state registered currentsince Jan 3, 2018 · Norfolk, Va
- V••••••• G••••• A•••• M••••••••• L•• formerApr 2, 2015 to Dec 31, 2015 · Norfolk, Va
- V••••••• G••••• A•••• M••••••••• L•• formerFeb 1, 2011 to Dec 31, 2014 · Norfolk, Va
- V••••••• G••••• A•••• M••••••••• L•• formerApr 28, 2008 to Dec 31, 2010 · Norfolk, Va
- C•••• C•••••• M••••••••• I••• formerMar 3, 2000 to May 1, 2007 · Norfolk, Va
- V••••••• G••••• A•••• M••••••••• L•• to V••••••• G••••• A•••• M••••••••• L••left Dec 31, 2015, registered Jan 3, 2018 (734 days) · channel change inside one enterprise, not a move
- C•••• C•••••• M••••••••• I••• to V••••••• G••••• A•••• M••••••••• L••left May 1, 2007, registered Apr 28, 2008 (363 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address