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Advisor at ADVISOR.COM
CHARLESTON, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISOR.COM | Independent wealth | Jan 3, 2025 | n/a | yes | CHARLESTON, SC | Current employment |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Jul 28, 2021 | Oct 16, 2024 | no | RALEIGH, NC|Mt. Pleasant, SC|COLUMBIA, SC|Charleston, SC|Moncks Corner, SC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 25, 2013 | Jun 30, 2021 | no | WOODSTOCK, GA|ATLANTA, GA|CHARLESTON, SC|MOUNT PLEASANT, SC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 2, 2011 | Dec 17, 2012 | no | NORFOLK, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST CITIZENS INVESTOR SERVICES, INC. | ADVISOR.COM | Oct 16, 2024 | Jan 3, 2025 | 79 | Firm change | Ibd to RIA |
| WELLS FARGO ADVISORS | FIRST CITIZENS INVESTOR SERVICES, INC. | Jun 30, 2021 | Jul 28, 2021 | 28 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Dec 17, 2012 | Mar 25, 2013 | 98 | Firm change | Wirehouse to wirehouse |