This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLWORTH FINANCIAL, L.P.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner|Chartered Financial Analyst

Exams

S65|S66

First exam

Mar 15, 2018

First registration

Jul 31, 2020

Dual registered

yes, broker-dealer

IAPD individual key

7250285

• Occurred

  Nov 3, 2025
  Advisor changed firm

  Jing Chen left Empower Advisory Group, Llc for Allworth Financial, L.P. (registered 2025-10-30)

  Form ADVobserved 4 days ago
• Occurred

  May 31, 2024
  Advisor changed firm

  Jing Chen left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Empower Advisory Group, Llc (registered 2024-06-06)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d830da7d-fd18-e328-0f5e-abe4aa74e7be

First observed

Jul 31, 2020

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.