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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

MARK GORDON HUFFMAN

Advisor at CAPTRUST

Sacramento, CA

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Search this name across graphsid dfx:ria:d8316f76-6977-54ed-4fb3-4db46cf95586

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 26, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 26, 2006
First registration: Sep 27, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4912158

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Jan 25, 2021	n/a	yes	Sacramento, CA	Current employment
GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC	Former SEC adviser	Oct 24, 2018	Mar 31, 2021	no	SACRAMENTO, CA	Previous registration
THREADLINE WEALTH	Independent wealth	Feb 28, 2014	Jun 25, 2018	no	RANCHO CORDOVA, CA	Previous registration
GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC	Former SEC adviser	Aug 3, 2010	Feb 25, 2014	no	SACRAMENTO, CA	Previous registration
MONUMENT GROUP WEALTH ADVISORS, LLC	Independent wealth	Sep 27, 2006	Oct 5, 2010	no	CONCORD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC	Captrust	Mar 31, 2021	Jan 25, 2021	-65	Firm change after gap	Other
THREADLINE WEALTH	GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC	Jun 25, 2018	Oct 24, 2018	121	Firm change	RIA to RIA
GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC	THREADLINE WEALTH	Feb 25, 2014	Feb 28, 2014	3	Firm change	Other
MONUMENT GROUP WEALTH ADVISORS, LLC	GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC	Oct 5, 2010	Aug 3, 2010	-63	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105698:175112:CA:2021-03-31	Mar 31, 2021	Jan 25, 2021	SACRAMENTO, CA	Firm change after gap

Relationships

Registered with (4)

→ CAPTRUSTRegistered adviserregistration: current employment
Jan 25, 2021 to presentfactForm ADV
→ GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLCRegistered adviserregistration: previous registration
Oct 24, 2018 to Mar 31, 2021factForm ADV
→ THREADLINE WEALTHRegistered adviserregistration: previous registration
Feb 28, 2014 to Jun 25, 2018factForm ADV
→ MONUMENT GROUP WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 27, 2006 to Oct 5, 2010factForm ADV

Dated events

No dated event names this entity yet.