RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• G••••• H••••••
- C••••••• institutional currentsince Jan 25, 2021 · Sacramento, Ca
- G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L•• formerOct 24, 2018 to Mar 31, 2021 · Sacramento, Ca
- T••••••••• W••••• independent RIAFeb 28, 2014 to Jun 25, 2018 · Rancho Cordova, Ca
- G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L•• formerAug 3, 2010 to Feb 25, 2014 · Sacramento, Ca
- M••••••• G•••• W••••• A•••••••• L•• independent RIASep 27, 2006 to Oct 5, 2010 · Concord, Ma
- G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L•• to C•••••••left Mar 31, 2021, registered Jan 25, 2021 (-65 days) · Other · moved with a team
- T••••••••• W••••• to G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L••left Jun 25, 2018, registered Oct 24, 2018 (121 days) · RIA to RIA
- G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L•• to T••••••••• W•••••left Feb 25, 2014, registered Feb 28, 2014 (3 days) · Other
- M••••••• G•••• W••••• A•••••••• L•• to G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L••left Oct 5, 2010, registered Aug 3, 2010 (-63 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address