DFX Intelligence

W•••••• D••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

W•••••• D••••• B••••

Advisor at A•••••••• P•••••••• L••

Austin, TX | HOUSTON, TX

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Search this name across graphsid dfx:ria:d8334bc9-08e5-17d5-51e3-611bff507449

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Oct 30, 1995 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W•••••• D••••• B••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 26, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• P•••••••• L••	Independent wealth	May 31, 2019	n/a	yes	Austin, TX\|HOUSTON, TX	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	May 6, 2019	no	AUSTIN, TX\|Austin, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A•••••••• P•••••••• L••	May 6, 2019	May 31, 2019	25	Firm change	Wirehouse to new firm
M••••• S•••••• • C•• L••	M••••• S••••••	Jun 1, 2009	Jun 1, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:301354:TX:2019-05-06	May 6, 2019	May 31, 2019	AUSTIN, TX	Firm change

Relationships

Registered with (5)

→ A•••••••• P•••••••• L••Registered adviserregistration: current employment
May 31, 2019 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to May 6, 2019factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Apr 27, 2009 to Jun 1, 2009factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d8334bc9-08e5-17d5-51e3-611bff507449
First observed: Oct 30, 1995
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.