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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Enrico Giovanni Cacciapuoti

Advisor at BFC PLANNING, INC.

CEDAR RAPIDS, IA | MONROVIA, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Dec 5, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BFC PLANNING, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 24, 1994
First registration: Dec 5, 2003
Dual registered: yes, broker-dealer
Other names: Enrico Caccia|Enrico Thomas Caccia|Enrico Cacciapuoti|Enrico G Cacciapuoti
IAPD individual key: 2433554

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BFC PLANNING, INC.	Bd affiliated wealth	Apr 7, 2026	n/a	yes	MONROVIA, CA\|CEDAR RAPIDS, IA	Current employment
KINGSWOOD WEALTH ADVISORS, LLC	Bd affiliated wealth	Feb 26, 2026	Mar 18, 2026	no	Monrovia, CA\|SAN DIEGO, CA	Previous registration
FIRST HEARTLAND CONSULTANTS, INC.	Bd affiliated wealth	Mar 12, 2025	Feb 26, 2026	no	LOS ANGELES, CA	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Mar 30, 2023	Feb 15, 2024	no	IRVINE, CA\|Monrovia, CA	Previous registration
CREATIVEONE SECURITIES, LLC	Bd affiliated wealth	Feb 5, 2021	Dec 31, 2022	no	SANTA MONICA, CA\|OVERLAND PARK, KS\|OVERLAND PARK, KS\|Santa Monica, CA	Previous registration
CREATIVEONE SECURITIES, LLC	Bd affiliated wealth	Mar 18, 2020	Dec 31, 2020	no	Santa Monica, CA\|OVERLAND PARK, KS\|Santa Monica, CA\|OVERLAND PARK, KS	Previous registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Independent wealth	Mar 29, 2018	Oct 28, 2019	no	LOS ANGELES, CA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Dec 12, 2003	Mar 13, 2018	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
NWF ADVISORY SERVICES INC	Independent wealth	Dec 5, 2003	Nov 29, 2004	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KINGSWOOD WEALTH ADVISORS, LLC	BFC PLANNING, INC.	Mar 18, 2026	Apr 7, 2026	20	Firm change	Ibd to ibd
FIRST HEARTLAND CONSULTANTS, INC.	KINGSWOOD WEALTH ADVISORS, LLC	Feb 26, 2026	Feb 26, 2026	0	Firm change	Ibd to ibd
PARK AVENUE SECURITIES LLC	FIRST HEARTLAND CONSULTANTS, INC.	Feb 15, 2024	Mar 12, 2025	391	Firm change	Ibd to ibd
CREATIVEONE SECURITIES, LLC	PARK AVENUE SECURITIES LLC	Dec 31, 2022	Mar 30, 2023	89	Firm change	Ibd to ibd
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	CREATIVEONE SECURITIES, LLC	Oct 28, 2019	Mar 18, 2020	142	Firm change	Other
OSAIC WEALTH, INC.	MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Mar 13, 2018	Mar 29, 2018	16	Firm change	Other
NWF ADVISORY SERVICES INC	OSAIC WEALTH, INC.	Nov 29, 2004	Dec 12, 2003	-353	Firm change after gap	Other

Relationships

Registered with (8)

→ BFC PLANNING, INC.Registered adviserregistration: current employment
Apr 7, 2026 to presentfactForm ADV
→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 26, 2026 to Mar 18, 2026factForm ADV
→ FIRST HEARTLAND CONSULTANTS, INC.Registered adviserregistration: previous registration
Mar 12, 2025 to Feb 26, 2026factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Mar 30, 2023 to Feb 15, 2024factForm ADV
→ CREATIVEONE SECURITIES, LLCRegistered adviserregistration: previous registration
Feb 5, 2021 to Dec 31, 2022factForm ADV
→ MUTUAL OF OMAHA INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Mar 29, 2018 to Oct 28, 2019factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Dec 12, 2003 to Mar 13, 2018factForm ADV
→ NWF ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Dec 5, 2003 to Nov 29, 2004factForm ADV

Dated events

Occurred
Mar 18, 2026
Advisor changed firm
Enrico Giovanni Cacciapuoti left Kingswood Wealth Advisors, Llc for Bfc Planning, Inc. (registered 2026-04-07)
Form ADVobserved 6 days ago
Occurred
Feb 26, 2026
Advisor changed firm
Enrico Giovanni Cacciapuoti left First Heartland Consultants, Inc. for Kingswood Wealth Advisors, Llc (registered 2026-02-26)
Form ADVobserved 6 days ago
Occurred
Feb 15, 2024
Advisor changed firm
Enrico Giovanni Cacciapuoti left Park Avenue Securities Llc for First Heartland Consultants, Inc. (registered 2025-03-12)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Enrico Giovanni Cacciapuoti left Creativeone Securities, Llc for Park Avenue Securities Llc (registered 2023-03-30)
Form ADVobserved 6 days ago