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RIA / WealthAdvisorCertified Financial Planner22 years in industry

DANIEL GLEN COURTNEY

Advisor at RUBINBROWN ADVISORS LLC

Denver, CO | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:d84a083e-caa5-488c-2dee-688b3221bb39

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 2, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RUBINBROWN ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Apr 12, 2004
First registration: Jul 2, 2019
Dual registered: no
IAPD individual key: 1356645

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RUBINBROWN ADVISORS LLC	Independent wealth	May 16, 2022	n/a	yes	ST. LOUIS, MO\|Denver, CO	Current employment
ORIGIN INVESTMENT ADVISORY LLC	Independent wealth	Sep 17, 2021	May 6, 2022	no	DENVER, CO\|SARASOTA, FL	Previous registration
BASIS FINANCIAL PLANNING	n/a	Feb 19, 2021	Aug 24, 2022	no	DENVER, CO	Previous registration
ALPHA CAPITAL MANAGEMENT GROUP LLC	Other adviser	Jul 2, 2019	Oct 31, 2019	no	DENVER, CO\|CENTENNIAL, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BASIS FINANCIAL PLANNING	ORIGIN INVESTMENT ADVISORY LLC	Aug 24, 2022	Sep 17, 2021	-341	Firm change after gap	Other
ORIGIN INVESTMENT ADVISORY LLC	RUBINBROWN ADVISORS LLC	May 6, 2022	May 16, 2022	10	Firm change	RIA to RIA
ALPHA CAPITAL MANAGEMENT GROUP LLC	BASIS FINANCIAL PLANNING	Oct 31, 2019	Feb 19, 2021	477	Firm change after gap	Other

Relationships

Registered with (4)

→ RUBINBROWN ADVISORS LLCRegistered adviserregistration: current employment
May 16, 2022 to presentfactForm ADV
→ BASIS FINANCIAL PLANNINGRegistered adviserregistration: previous registration
Feb 19, 2021 to Aug 24, 2022factForm ADV
→ ORIGIN INVESTMENT ADVISORY LLCRegistered adviserregistration: previous registration
Sep 17, 2021 to May 6, 2022factForm ADV
→ ALPHA CAPITAL MANAGEMENT GROUP LLCRegistered adviserregistration: previous registration
Jul 2, 2019 to Oct 31, 2019factForm ADV

Dated events

Occurred
Aug 24, 2022
Advisor changed firm
Daniel Glen Courtney left Basis Financial Planning for Origin Investment Advisory Llc (registered 2021-09-17)
Form ADVobserved 4 days ago
Occurred
May 6, 2022
Advisor changed firm
Daniel Glen Courtney left Origin Investment Advisory Llc for Rubinbrown Advisors Llc (registered 2022-05-16)
Form ADVobserved 4 days ago