DFX Intelligence

D••••• N••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

D••••• N••• B••••••

Advisor at O•••••••••

OVERLAND PARK, KS | Knoxville, TN

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Search this name across graphsid dfx:ria:d85b7ba4-357d-4cc5-2c01-8fa0da534179

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 15, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Jan 9, 2024	n/a	yes	Knoxville, TN\|Knoxville, TN\|OVERLAND PARK, KS	Current employment
W•••••••••	Former SEC adviser	Mar 2, 2022	Oct 26, 2024	no	KNOXVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••••	O•••••••••	Oct 26, 2024	Jan 9, 2024	-291	Firm change after gap	Other
H••••••• I••••••••	W•••••••••	Apr 22, 2022	Mar 2, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
282202:106766:TN:2024-10-26	Oct 26, 2024	Jan 9, 2024	KNOXVILLE, TN	Firm change after gap
290292:282202:TN:2022-04-22	Apr 22, 2022	Mar 2, 2022	KNOXVILLE, TN	Firm change after gap

Relationships

Registered with (5)

→ O•••••••••Registered adviserregistration: current employment
Jan 9, 2024 to presentfactForm ADV
→ W•••••••••Registered adviserregistration: previous registration
Mar 2, 2022 to Oct 26, 2024factForm ADV
→ H••••••• I••••••••Registered adviserregistration: previous registration
Aug 12, 2021 to Apr 22, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviser

Dated events

Occurred
Oct 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 22, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d85b7ba4-357d-4cc5-2c01-8fa0da534179
First observed: May 10, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.