DFX Intelligence

S•••••• A••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

S•••••• A••• B••••••

Advisor at B• W••••• S•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d897cec9-88f5-a1a1-3306-d7e6b8fc9e5a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B• W••••• S•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 2, 2025	n/a	yes	BELLEVUE, WA\|Bellevue, WA\|SAN DIEGO, CA	Current employment
B• W••••• S•••••••••	Independent wealth	Jul 2, 2019	n/a	yes	BELLEVUE, WA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A•••••••• I••••••••• M•••••••••	B• W••••• S•••••••••	Oct 17, 2019	Jul 2, 2019	-107	Firm change after gap	RIA to new firm
W•••••• • R•••	F•••••••• A•••••••• I••••••••• M•••••••••	Nov 9, 2016	Nov 8, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
151298:300689:WA:2019-10-17	Oct 17, 2019	Jul 2, 2019	OLYMPIA, WA	Firm change after gap
866:151298:WA:2016-11-09	Nov 9, 2016	Nov 8, 2016	SEATTLE, WA	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 2, 2025 to presentfactForm ADV
→ B• W••••• S•••••••••Registered adviserregistration: current employment
Jul 2, 2019 to presentfactForm ADV
→ F•••••••• A•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Nov 8, 2016 to Oct 17, 2019factForm ADV
→ W•••••• • R•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d897cec9-88f5-a1a1-3306-d7e6b8fc9e5a
First observed: Jan 29, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.