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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

B3 WEALTH STRATEGIES

BRUESKE ADVISORY SERVICES, LLC, CRD 300689

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:666a523b-0140-39fd-7949-d6a6485f0db7

Data as of Jun 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Jun 3, 2019 to Jun 17, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $35.8MItem 5.F on the latest filing (2026-06-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $35.8M
Private client RAUM: $35.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $8.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 82
Individual clients: 20
High net worth clients: 42
Custody, client assets: $0
SEC number: 801-116893
CRD: 300689
Filings on the tape: 26
First filed: Jun 3, 2019
Latest filed: Jun 17, 2026
Organised: Limited Liability Company, WA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SCOTT ALAN BRUESKE	Certified Financial Planner	BELLEVUE, WA	7	42	2	yes
TIFFANY ELISE COTE	n/a	BELLEVUE, WA	7	25	5	yes
ALEXANDER SCOTT BRUESKE	Certified Financial Planner	Bellevue, WA \| SAN DIEGO, CA \| BELLEVUE, WA	7	14	2	yes
SPENCER ALAN BRUESKE	Certified Financial Planner	Bellevue, WA \| SAN DIEGO, CA \| BELLEVUE, WA	7	14	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRUESKE, SCOTT, ALAN	PRESIDENT AND MANAGING MEMBER	D	yes	02/2019	Jun 3, 2019	Feb 29, 2024
COTE, TIFFANY, ELISE	CHIEF COMPLIANCE OFFICER	Na	yes	02/2019	Jun 3, 2019	Feb 29, 2024
BRUESKE, ALEXANDER, SCOTT	Member	B	no	10/2020	Oct 7, 2020	Feb 29, 2024
BRUESKE, SPENCER, ALAN	Member	B	no	10/2020	Oct 7, 2020	Feb 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026	$35.8M	$35.8M	6	3	0	n/a	n/a
2024	Feb 4, 2025	$456M	$456M	6	3	0	n/a	n/a
2023	Feb 29, 2024	$396M	$396M	6	3	0	n/a	n/a
2022	Feb 16, 2023	$318M	$318M	8	3	2	n/a	n/a
2021	Mar 7, 2022	$395M	$395M	7	3	2	n/a	n/a
2020	Feb 24, 2021	$349M	$342M	7	3	2	n/a	n/a
2019	Mar 6, 2020	$265M	$265M	7	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$35.8M	$456M	-92.1%	$318M	-51.7%	6	6	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	3	Oct 17, 2019	Jul 2, 2019	OLYMPIA, WA	Team lift out	RIA to new firm	2.8%

Relationships

Registered with (5)

← SCOTT ALAN BRUESKEAdvisorregistration: current employment
Jul 2, 2019 to presentfactForm ADV
← TIFFANY ELISE COTEAdvisorregistration: current employment
Jul 2, 2019 to presentfactForm ADV
← ALEXANDER SCOTT BRUESKEAdvisorregistration: current employment
Jul 2, 2019 to presentfactForm ADV
← SPENCER ALAN BRUESKEAdvisorregistration: current employment
Jul 2, 2019 to presentfactForm ADV
← HEATHER M CARLSONAdvisorregistration: previous registration
Jul 2, 2019 to Oct 12, 2023factForm ADV

Controls (2)

← BRUESKE, SCOTT, ALANOwnerPRESIDENT AND MANAGING MEMBER, ownership code D, individual
Jun 3, 2019 to Feb 29, 2024factForm ADV
← COTE, TIFFANY, ELISEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 3, 2019 to Feb 29, 2024factForm ADV

Owns (2)

← BRUESKE, ALEXANDER, SCOTTOwnerMEMBER, ownership code B, individual
Oct 7, 2020 to Feb 29, 2024factForm ADV
← BRUESKE, SPENCER, ALANOwnerMEMBER, ownership code B, individual
Oct 7, 2020 to Feb 29, 2024factForm ADV

Moved with (1)

← FINANCIAL ADVOCATES INVESTMENT MANAGEMENTRegistered adviser3 advisors, team lift out, same day
Oct 17, 2019 to Jul 2, 2019factForm ADV

Dated events

Occurred
Feb 24, 2026
Regulatory AUM changed
B3 Wealth Strategies reported RAUM $35.8M, down 92% from $455.7M (2025-12-15 to 2026-02-24)
Form ADVobserved 6 days ago
$-420M
Occurred
Oct 12, 2023
Advisor changed firm
Heather M Carlson left B3 Wealth Strategies for The Retirement Solution Llc (registered 2023-11-06)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2019
First Form ADV filing
B3 Wealth Strategies filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:666a523b-0140-39fd-7949-d6a6485f0db7
First observed: Jun 3, 2019
Last observed: Jun 17, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

B3 WEALTH STRATEGIES

BRUESKE ADVISORY SERVICES, LLC, CRD 300689

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:666a523b-0140-39fd-7949-d6a6485f0db7

Data as of Jun 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SCOTT ALAN BRUESKE

Certified Financial Planner

BELLEVUE, WA

yes

TIFFANY ELISE COTE

n/a

BELLEVUE, WA

yes

ALEXANDER SCOTT BRUESKE

Certified Financial Planner

Bellevue, WA | SAN DIEGO, CA | BELLEVUE, WA

yes

SPENCER ALAN BRUESKE

Certified Financial Planner

Bellevue, WA | SAN DIEGO, CA | BELLEVUE, WA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRUESKE, SCOTT, ALAN

PRESIDENT AND MANAGING MEMBER

yes

02/2019

Jun 3, 2019

Feb 29, 2024

COTE, TIFFANY, ELISE

CHIEF COMPLIANCE OFFICER

yes

02/2019

Jun 3, 2019

Feb 29, 2024

BRUESKE, ALEXANDER, SCOTT

Member

10/2020

Oct 7, 2020

Feb 29, 2024

BRUESKE, SPENCER, ALAN

Member

10/2020

Oct 7, 2020

Feb 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$35.8M

n/a

2024

Feb 4, 2025

$456M

n/a

2023

Feb 29, 2024

$396M

n/a

2022

Feb 16, 2023

$318M

n/a

2021

Mar 7, 2022

$395M

n/a

2020

Feb 24, 2021

$349M

$342M

n/a

2019

Mar 6, 2020

$265M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$35.8M

$456M

-92.1%

$318M

-51.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Oct 17, 2019

Jul 2, 2019

OLYMPIA, WA

Team lift out

RIA to new firm

2.8%