DFX Intelligence

Data Factory

RIA / WealthAdvisor10 years in industry

STEVE O'FLYNN

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

PHOENIX, AZ | RENTON, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d899d5a1-7782-1d76-cfad-407cfd91eea6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Aug 31, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 1, 2017
First registration: Aug 31, 2017
Dual registered: no
Other names: Steven OFlynn|Steven O'Flynn|Steve O'Flynn|STEVE OFLYNN
IAPD individual key: 6768704

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Aug 8, 2025	n/a	yes	PHOENIX, AZ\|RENTON, WA	Current employment
B.O.S.S. RETIREMENT ADVISORS, LLC	Independent wealth	Dec 14, 2023	May 7, 2025	no	LEHI, UT	Previous registration
FORTEM FINANCIAL GROUP, LLC	Independent wealth	Jul 17, 2023	Oct 11, 2023	no	SAN PEDRO, CA\|PALM DESERT, CA	Previous registration
SMALL BUSINESS RETIREMENT PLAN	n/a	Jul 23, 2021	Sep 13, 2023	no	SAN PEDRO, CA	Previous registration
MORGAN STANLEY	Wirehouse	Aug 26, 2019	Mar 31, 2021	no	Torrance, CA	Previous registration
EDWARD JONES	National bd RIA	Aug 31, 2017	Sep 25, 2018	no	PORTLAND, OR\|ST LOUIS, MO\|PORTLAND, OR\|PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B.O.S.S. RETIREMENT ADVISORS, LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	May 7, 2025	Aug 8, 2025	93	Firm change	RIA to RIA
FORTEM FINANCIAL GROUP, LLC	B.O.S.S. RETIREMENT ADVISORS, LLC	Oct 11, 2023	Dec 14, 2023	64	Firm change	RIA to RIA
SMALL BUSINESS RETIREMENT PLAN	FORTEM FINANCIAL GROUP, LLC	Sep 13, 2023	Jul 17, 2023	-58	Firm change after gap	Other
MORGAN STANLEY	SMALL BUSINESS RETIREMENT PLAN	Mar 31, 2021	Jul 23, 2021	114	Firm change	Other
EDWARD JONES	MORGAN STANLEY	Sep 25, 2018	Aug 26, 2019	335	Firm change	Ibd to wirehouse

Relationships

Registered with (6)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Aug 8, 2025 to presentfactForm ADV
→ B.O.S.S. RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 14, 2023 to May 7, 2025factForm ADV
→ FORTEM FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Jul 17, 2023 to Oct 11, 2023factForm ADV
→ SMALL BUSINESS RETIREMENT PLANRegistered adviserregistration: previous registration
Jul 23, 2021 to Sep 13, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 26, 2019 to Mar 31, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 31, 2017 to Sep 25, 2018factForm ADV

Dated events

Occurred
May 7, 2025
Advisor changed firm
Steve O'Flynn left B.O.S.S. Retirement Advisors, Llc for Foundations Investment Advisors Llc (registered 2025-08-08)
Form ADVobserved 3 days ago
Occurred
Oct 11, 2023
Advisor changed firm
Steve O'Flynn left Fortem Financial Group, Llc for B.O.S.S. Retirement Advisors, Llc (registered 2023-12-14)
Form ADVobserved 3 days ago
Occurred
Sep 13, 2023
Advisor changed firm
Steve O'Flynn left Small Business Retirement Plan for Fortem Financial Group, Llc (registered 2023-07-17)
Form ADVobserved 3 days ago